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Self-regulatory organization
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611	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 16:07:12 Financial system Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Finance New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization Financial regulation Financial economics United States securities law
612	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-09 11:11:10 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Selling away Registered Investment Advisor United States securities law Business Economy of the United States
613	[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-07 10:13:24 Financial system Securities Financial Industry Regulatory Authority Securities research Securities Exchange Act Self-regulatory organization Securities regulation in the United States U.S. Securities and Exchange Commission Financial analyst United States securities law Financial economics Finance
614	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-02 17:13:17 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Self-regulatory organization Securities Exchange Act Financial system Government Municipal Securities Rulemaking Board Financial regulation United States securities law
615	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-15 14:50:09 Self-regulatory organization Registered representative Financial system U.S. Securities and Exchange Commission Securities Exchange Act Economy of the United States United States securities law Financial Industry Regulatory Authority Financial regulation
616	Microsoft Word - Comment Ltr on Electronic 19b-4 filing[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-15 12:57:40 New York Stock Exchange Financial system Business United States Securities and Exchange Commission Financial regulation Self-regulatory organization U.S. Securities and Exchange Commission
617	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-27 15:53:33 Economy of the United States Financial Industry Regulatory Authority Financial system Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange Securities regulation in the United States United States securities law Financial regulation Securities Exchange Act
618	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 13, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Perio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-17 10:53:25 Securities Exchange Act Trade Reporting And Compliance Engine Economy of the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Self-regulatory organization Securities regulation in the United States United States securities law Financial regulation Financial system
619	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-30 17:07:32 Financial economics American Stock Exchange Alternext Euronext Securities Exchange Act New York Stock Exchange Self-regulatory organization Stock exchange U.S. Securities and Exchange Commission NYSE Euronext New York City Economy of the United States
620	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-12 15:03:24 U.S. Securities and Exchange Commission United States Securities and Exchange Commission Self-regulatory organization Law Government Securities Exchange Act Rulemaking Municipal Securities Rulemaking Board United States securities law Financial regulation

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